(PwC) Advisory Services LLC where he advised clients on the overall management and performance of their business with a focus on compliance management, regulation, risk, controls, and governance. Prior to PwC, Manny was Executive Director and Assistant General Counsel at JPMorgan Chase covering cash equities and electronic trading. Earlier in his career, through his almost ten years at NASDAQ where he was an Assistant General Counsel and President of BOX Regulation, he developed his expertise in electronic trading, U.S. trading regulations, management of electronic exchanges, and market structure issues. Prior to working for NASDAQ, Manny spent almost thirteen years in compliance and regulatory leadership roles working for several large securities firms and FINRA. During this time, he gained in-depth knowledge of legal and regulatory compliance issues pertaining to equities, derivatives, options and futures markets. Manny has a BA from New York University, an MS from Pace University, a JD from New York Law School and an MBA from MIT. He is a member of the Bar, State of New York and is admitted in the Southern District of New York, the Eastern District of New York, the United States Court of Appeals, Second Circuit, the US Tax Court and the US Supreme Court.